Focus on what counts

AICPA and SIFMA FMS National Conference on the Securities Industry

Oct 17, 2018


Wednesday, October 17, 2018  toThursday, October 18, 2018 


New York Law School
185 West Broadway
New York, NY 10013


We are pleased to be sponsoring the upcoming National Conference on the Securities Industry, co-hosted by the American Institute of Certified Public Accountants (AICPA) and the SIFMA Financial Management Society (SIFMA FMS).

This year's conference offers insight into regulatory and industry initiatives for the coming year with:

  • A senior executive’s view of the securities industry
  • The analyst perspective of the banking and securities industries
  • Recent and pending accounting and auditing pronouncements from FASB and industry experts
  • PCAOB feedback on inspections of broker-dealer audits
  • Open Q&A session with representatives from the SEC, FINRA and CFTC