SIFMA Conference Center
New York, NY 10271
Join partner Dave Grumer at SIFMA's Education Seminar Internal Audit and the Registered Investment Adviser event on September 20, 2016 as he will moderate the panel presentation. Topics covered include conflict management, regulatory and suitability, compliance and data, and building a new internal audit department: road map, audit universe, audit team. This event is targeted for small to intermediate firms.