Focus on what counts

SIFMA Education Seminar: Internal Audit and the Registered Investment Advisor

Sep 20, 2016
Dave Grumer


Tuesday, September 20, 2016  2:15 PM - 6:00 PM ET (11:15 AM - 3:00 PM PT)


SIFMA Conference Center
120 Broadway
New York, NY 10271

Join partner Dave Grumer at SIFMA's Education Seminar Internal Audit and the Registered Investment Adviser event on September 20, 2016 as he will moderate the panel presentation. Topics covered include conflict management, regulatory and suitability, compliance and data, and building a new internal audit department: road map, audit universe, audit team. This event is targeted for small to intermediate firms.