Focus on what counts

Focused Programs

Financial Services Resource Center

Resource Center Dedicated to Financial Services

Preparation, planning, and strong leadership are crucial now more than ever to be the difference-maker between success and failure. Let us help you navigate through the types of changes we face today and transition into tomorrow’s re-imagined normal.

Please check back often as we continue to update.


THOUGHT LEADERSHIP


SPACs - What Are They and How Are They Taxed?

6 Considerations Private Fund Managers are Evaluating to be Successful During COVID-19

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FREQUENTLY ASKED QUESTIONS (FAQs) 


SECURITIES AND EXCHANGE COMMISSION ("SEC")

FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA")

 


GUIDES


SECURITIES AND EXCHANGE COMMISSION ("SEC")

AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS (AICPA)

 


ALERTS


SECURITIES AND EXCHANGE COMMISSION ("SEC")

CAYMAN ISLANDS MONETARY AUTHORITY  ("CIMA")

  • Mutual Funds (Amendment) Law  February 7, 2020
    The Mutual Funds (Amendment) Law, 2020 (the MF(A) Law) requires previously exempt mutual funds to register with CIMA. 
  • Private Funds Law  February 7, 2020
    The Private Funds Law, 2020 (the PF Law) requires certain closed-ended fund vehicles (private funds) to register with CIMA.

PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD ("PCAOB")

COVID-19 Coronavirus Business Impact: Central Bank of Ireland Announces COVID-19-related Forebearance Measures     

 

EVENTS/WEBCASTS


UPCOMING EVENTS

  • Check back soon!

WEBCASTS

FINOP Roundtable 

HFA - LIBOR Transition

HFA - Perspectives on Fraud, Money Laundering & Cybersecurity

InfraGard - Navigating COVID's Impact on the Financial Services Industry

Employee Benefit Plans and COVID-19 Impact 


 FINOP Roundtable

HFA - Top Hedge Fund Strategies