Focused Programs
Financial Services Resource Center
Resource Center Dedicated to Financial Services
Preparation, planning, and strong leadership are crucial now more than ever to be the difference-maker between success and failure. Let us help you navigate through the types of changes we face today and transition into tomorrow’s re-imagined normal.
Please check back often as we continue to update.
THOUGHT LEADERSHIP
SPACs - What Are They and How Are They Taxed?
6 Considerations Private Fund Managers are Evaluating to be Successful During COVID-19
FREQUENTLY ASKED QUESTIONS (FAQs)
SECURITIES AND EXCHANGE COMMISSION ("SEC")
- Concerning the COVID-19 Pandemic and the Broker-Dealer Financial Responsibility Rules
- Division of Investment Management Coronavirus (COVID-19)
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA")
GUIDES
SECURITIES AND EXCHANGE COMMISSION ("SEC")
- SEC Division of Examinations Announces 2021 Examination Priorities
- Special Purpose Acquisition Companies - CF Disclosure Guidance: Topic No.11
AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS (AICPA)
ALERTS
SECURITIES AND EXCHANGE COMMISSION ("SEC")
- Staff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies (SPACs) April 12, 2021
- Staff Statement on Select Issues Pertaining to Special Purpose Acquisition Companies (SPACs) March 31, 2021
- Financial Reporting and Auditing Considerations of Companies Merging with SPACs March 31, 2021
- What You Need to Know About SPACs - Investor Bulletin December 10, 2020
CAYMAN ISLANDS MONETARY AUTHORITY ("CIMA")
- Mutual Funds (Amendment) Law February 7, 2020
The Mutual Funds (Amendment) Law, 2020 (the MF(A) Law) requires previously exempt mutual funds to register with CIMA. - Private Funds Law February 7, 2020
The Private Funds Law, 2020 (the PF Law) requires certain closed-ended fund vehicles (private funds) to register with CIMA.
PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD ("PCAOB")
- PCAOB Staff Guidance on New Requirements on Auditing Estimates & Auditor's Use of the Work of Specialists August 22, 2019
The requirements are effective for audits of financial statements for fiscal years ending on or after December 15, 2020.
EVENTS/WEBCASTS
UPCOMING EVENTS
- Check back soon!
WEBCASTS
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HFA - Perspectives on Fraud, Money Laundering & Cybersecurity |
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InfraGard - Navigating COVID's Impact on the Financial Services Industry
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