SOX 404 Compliance

Focused on Keeping Your Business Compliant

Does your organization have a comprehensive and reliable SOX function? Citrin Cooperman can help you maintain your compliance efforts by providing outsourced, co-sourced, or staff augmentation service models to best fit your company needs.

Audit and assurance services are provided by Citrin Cooperman & Company, LLP.

Get In Touch

How Citrin Cooperman Can Help

As required by Section 404(a) of the Sarbanes-Oxley Act of 2002 (SOX 404), companies are required to complete certain annual compliance activities related to their assessment of the operating effectiveness of internal control over financial reporting (ICFR).

Our SOX service models and methodology are customizable to your organization’s exact needs and provide you with access to our deep bench of technical resources so you can stay OnTRAC.

When You Should Reach Out

  • Your organization does not have an existing SOX function or needs to implement a new SOX function.
  • Your SOX function does not have the technical knowledge to successfully execute testing in complex and/or high-risk areas.
  • Your SOX function does not have the resource capacity to timely execute the testing plan.

Value to Your Business

  • Align your SOX testing plan with strategic business objectives to keep your organization heading in the right direction.
  • Optimize costs delivered through an efficient and effective SOX methodology that adds back value to your organization.
  • Tap into a deep bench of SOX talent where and when you need them.


  • Detailed testing results
  • Risk awareness maps
  • Control deficiencies and observations

SOX 404 Insights & Resources

All Insights

Our SOX 404 Specialists are here to help.

Get in touch with a specialist today.

* Required

* I understand and agree to Citrin Cooperman’s Privacy Notice, which governs how Citrin Cooperman collects, uses, and shares my personal information. This includes my right to unsubscribe from marketing emails and further manage my Privacy Choices at any time. If you are a California Resident, please refer to our California Notice at Collection. If you have questions regarding our use of your personal data/information, please send an e-mail to