Financial Services

Focused on a Return on Your Investment

The financial markets are fast-paced, constantly evolving, and facing increasing regulatory scrutiny. Firms need clear financial services advisory from their accountants and business consultants to navigate new regulatory requirements and meet their tax obligations.

Get In Touch

OVERVIEW

SPECIALTY SERVICES

SPECIALISTS

INSIGHTS

CONTACT

How Citrin Cooperman Can Help

Today’s business environment presents new challenges and demands at a more rapidly evolving pace than ever. Financial service firms need clear advice from their accountants and business consultants to navigate new regulatory requirements and meet their tax obligations. In this current climate, it is critical to work with a dedicated team of professionals who understand your unique needs and stay current on the latest industry developments to help your business grow and succeed. We provide services to many businesses in the financial services industry, including:

Banking
Broker-Dealers
Emerging Managers
Fintech
Hedge Funds
Independent Sponsors
Management Companies
Private Equity Funds
Registered Investment Advisors
Registered Investment Companies
Special Purpose Acquisition Company (SPAC)
Special Purpose Vehicles
Specialty Finance Companies
Venture Capital Funds

Core Services

View All Services

Specialty Services

In addition to our core assurance, tax, and advisory services, we also provide:

Surprise custody examinations
Performance examination reports
Audits of financial statements pursuant to SEC Rule 17a-5
Compliance exams
Compensation and fee structure agreements
SSAE 18 System and Organizational Controls (SOC) reports
Punctual K-1 delivery to partners
Innovative securities transaction tax planning
Preparation of partnership economic and tax allocations
Review of uncertain positions
Management fee and incentive allocation structure consulting
Cost allocation studies
Organizational structure set up
Regulatory advisory services