Wednesday, March 28, 2018 8:30 AM - 12:30 PM
SIFMA Conference Center
120 Broadway, 2nd Floor
New York, NY 10271
On Wednesday, March 28th, 2018, partner, Dave Grumer, will be speaking at a SIFMA conference, "FMS Fundamental Training: Net Capital and Customer Protection".
The following topics will be discussed:
- Discover the origins of Broker/Dealer Financial Responsibility Rules
- Determination of Net Capital
- Overview of Customer Protection
- Learn the requirements for Protection of Customer and PAB Portfolios
- Understand the Preparation of Customer and PAB Reserve Requirement
To learn more, visit the SIFMA website.