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SIFMA FMS Education Day: Brokerage Accounting

Dec 12, 2019
Dave Grumer


Thursday, December 12, 2019  1:00 PM - 6:00 PM


SIFMA Conference Center
120 Broadway, Floor 2
New York, NY 10271

Partner Dave Grumer will be speaking on the Accounting Panel Discussion at the SIFMA Financial Management Society's Education Day.

The panel will highlight:

  • Background and History of the Securities Industry
  • Example Financial Statements
  • Basic Accounting Topics
    • Accounting Framework
    • Financial Services Broker-Dealers
    • Fair Value Accounting
    • Securities Borrowing
  • Stock Record Basics
  • Summary of Key Terms