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Events

SIFMA FMS Virtual Education Day: Net Capital and Customer Protection

Mar 11, 2021
Adam Nava

When

Thursday, March 11, 2021  12:00 PM - 3:00 PM ET (9:00 AM - 12:00 PM PT)

Where

Virtual Event

Partner Adam Nava will be speaking at the Securities Industry and Financial Markets Association (SIFMA) FMS Virtual Education Day.

The panel of senior finance and regulatory reporting professionals will discuss the fundamentals of the Net Capital Rule (Rule 15c3-1) and the Customer Protection Rule (Rule 15c3-3), which focus on liquidity and broker-dealer financial responsibility.

Click the button below to register through SIFMA to attend this virtual event.